Disclaimers and Disclosures

Last Updated: November 6, 2026

1. General

Fairlead Tactics, Starting Line, Sector Deep Dive, Cryptocurrency Compass, Idea Generator, ETF Navigator, Fairlead Technical Intelligence ("FTI"), and other research publications, websites, communications, analytical tools, and related materials (collectively, the "Content") are published or provided by Fairlead Strategies LLC ("Fairlead Strategies" or "FS").

The Content is made available through paid subscriptions, complimentary access, and other distribution arrangements. Fairlead Strategies provides technical research, investment analysis, market commentary, research consulting, and related investment advisory services to institutional and individual subscribers.

The nature and scope of services depend on the applicable subscription plan, advisory relationship, or separate written agreement.

These disclosures supplement Fairlead Strategies' Terms of Use, Privacy Policy, Form ADV, and applicable subscription or advisory agreements. Nothing in these disclosures is intended to waive or limit any right, remedy, fiduciary duty, or liability that cannot lawfully be waived or limited.

2. Firm Structure and Regulatory Status

Fairlead Strategies LLC is an investment adviser registered with the U.S. Securities and Exchange Commission ("SEC") in reliance on its status as a related adviser to Fairlead Asset Management LLC ("FAM").

Fairlead Strategies and Fairlead Asset Management are separate affiliated entities under common ownership and control through Fairlead Holdings LLC.

Fairlead Strategies provides investment research, technical analysis, market commentary, subscription-based investment advisory services, and research consulting. Certain Premium subscription services may include individualized technical analysis, investment recommendations, and commentary concerning securities, watchlists, or portfolio holdings identified by subscribers.

Fairlead Strategies does not exercise investment discretion, execute securities transactions on behalf of subscription clients, provide continuous portfolio management, or maintain custody of client assets.

Fairlead Asset Management LLC is a separately registered investment adviser that provides investment advisory and sub-advisory services to investment funds, including the Fairlead Tactical Sector ETF (TACK) and the Amplify Fairlead Tactical Bitcoin ETF (BNAV).

FAM receives compensation for its sub-advisory services and does not serve as the primary investment adviser to either fund.

FS and FAM conduct separate business activities under common ownership and control. Research and commentary published by FS should not be construed as investment advice provided by FAM.

Registration with the SEC does not imply any particular level of skill or training.

Additional information about each registered investment adviser, including its services, fees, conflicts of interest, and business practices, is available through its applicable Form ADV disclosures.

3. Nature and Limitations of Research and Advisory Services

Fairlead Strategies provides technical research, market analysis, investment-related commentary, and advisory services intended to assist subscribers in evaluating market trends, securities, and investment opportunities.

Most research publications are general in nature and are not tailored to the financial circumstances, investment objectives, risk tolerance, or portfolio requirements of any particular subscriber.

Certain Premium subscription services may include individualized technical analysis, research consulting, investment recommendations, and commentary concerning securities, watchlists, or portfolio holdings identified by subscribers.

These services may include technical assessments, support and resistance levels, market timing considerations, investment-related opinions, portfolio analysis, chartbooks, custom filters, and analytical scans.

The scope of such services is determined by the applicable subscription or advisory agreement.

Fairlead Strategies does not provide continuous portfolio supervision, discretionary investment management, securities execution, or custody services to subscription clients.

Unless expressly agreed otherwise, Fairlead Strategies does not continuously monitor subscriber portfolios or undertake ongoing reviews of investment suitability.

Technical analysis focuses primarily on market trends, price behavior, momentum, relative strength, and other market-based indicators. Such analysis may not incorporate all fundamental, financial, tax, legal, liquidity, or other considerations relevant to a particular investor.

Subscribers retain responsibility for investment decisions and implementation of investment strategies, subject to the nature and scope of any applicable advisory relationship.

Subscribers should consider their individual financial circumstances and consult other qualified professional advisers as appropriate.

Distinction Between Research Services and Fairlead Technical Intelligence

Fairlead Technical Intelligence is a separate automated analytical tool. Unlike certain research and advisory services offered by Fairlead Strategies, FTI does not issue investment recommendations, buy or sell ratings, price targets, or instructions to purchase, sell, or hold securities.

FTI's short-, intermediate-, and long-term technical readings, Slack Tide signals, key reference levels, and other outputs describe technical market conditions under a rules-based methodology. They are not recommendations concerning the investment merits of a security or the suitability of any transaction.

4. Opinions, Forecasts, and Forward-Looking Statements

The views, analyses, market outlooks, price targets, support and resistance levels, forecasts, recommendations, and other opinions expressed in Fairlead Strategies' analyst-produced research reflect the judgment of Fairlead Strategies and its personnel as of the applicable publication or analysis date.

These views are subject to change without notice and may differ from subsequent research, market commentary, automated analytical outputs, or investment decisions made by affiliated entities.

Forecasts, projections, technical signals, investment recommendations, and other forward-looking statements involve assumptions, uncertainty, and judgment.

Actual market conditions and investment outcomes may differ materially from those anticipated.

Technical assessments represent observations or opinions based on available market information and analytical methodologies and should not be interpreted as guarantees of future price movements or investment performance.

FTI does not generate analyst opinions, investment forecasts, price targets, or buy, sell, or hold recommendations. Its automated classifications and signals are not intended to predict specific future prices or investment returns.

Fairlead Strategies undertakes no obligation to update previously published Content except as otherwise required by applicable law or contractual obligation.

5. Conflicts of Interest, Affiliations, and Personal Holdings

Fairlead Strategies is affiliated with Fairlead Asset Management LLC, which receives compensation for providing sub-advisory services to investment funds, including TACK and BNAV.

These arrangements create financial interests and potential conflicts of interest when Fairlead Strategies publishes research, analysis, or commentary concerning these funds, their underlying holdings, related securities, or investment strategies.

FAM's compensation arrangements may create incentives associated with the continued operation or asset levels of affiliated investment products, depending on the applicable sub-advisory agreements.

Fairlead Strategies personnel, FAM personnel, owners, and other affiliates may hold positions in securities, ETFs, cryptocurrencies, or other financial instruments discussed in the Content or displayed through FTI.

Such positions may change without notice, subject to applicable personal trading policies, restrictions, and regulatory requirements.

Investment funds for which FAM serves as sub-adviser may hold, purchase, or sell securities or other exposures discussed in Fairlead Strategies research or displayed through FTI.

Investment decisions made for these funds may differ from the opinions, recommendations, or technical assessments presented in Fairlead Strategies research or FTI.

Fairlead Strategies may publish favorable or unfavorable research concerning securities, sectors, or investment products in which its personnel or affiliates have financial interests.

Certain personnel may perform functions for both FS and FAM, creating potential conflicts relating to the allocation of time, resources, research, and business opportunities.

Applicable personnel and affiliated entities are subject to policies and procedures intended to identify, manage, and address conflicts of interest, including applicable Code of Ethics, personal trading, supervisory, and compliance requirements. These procedures do not eliminate all potential conflicts.

FTI applies automated technical methodologies and does not independently evaluate or adjust its readings based on the investment holdings, trading activities, or financial interests of Fairlead Strategies, FAM, their personnel, or affiliated investment funds.

FTI does not analyze investment funds advised or sub-advised by Fairlead or its affiliates.

Additional information concerning material conflicts of interest is available in applicable regulatory filings, client agreements, and other required disclosures.

6. No Offer or Solicitation

Nothing in the Content constitutes an offer to sell or a solicitation of an offer to purchase shares of any investment fund or other security.

References to individual securities, ETFs, cryptocurrencies, investment strategies, or other financial instruments are provided in connection with Fairlead Strategies' research, analytical, and advisory services.

Such references may include investment recommendations or actionable research within the scope of an applicable advisory relationship, except that FTI does not provide investment recommendations or transaction instructions.

FTI does not provide buy, sell, or hold ratings, price targets, investment recommendations, or instructions to enter or exit securities positions.

A Bullish, Neutral, or Bearish reading is a classification of technical conditions, not an investment rating or recommendation.

An Incoming Tide or Outgoing Tide signal identifies a potential technical turning point under the applicable methodology. Such signals do not constitute instructions or recommendations to purchase, sell, or otherwise transact in a security.

References to affiliated ETFs, including TACK and BNAV, do not constitute an offer to purchase shares of those funds.

Investors considering an ETF should carefully review its prospectus and other offering materials, including investment objectives, principal risks, charges, expenses, and other relevant information, before investing.

Investment decisions should be based on the investor's circumstances and a review of the applicable offering documents.

7. Investment and Market Risks

All investments involve risk, including the possible loss of principal.

Equity securities, ETFs, fixed-income securities, commodities, currencies, cryptocurrencies, derivatives, and other financial instruments involve different risks and may experience substantial price fluctuations.

Cryptocurrency-related investments may be particularly volatile and may involve additional risks relating to liquidity, market structure, regulation, custody, derivatives exposure, operational security, and other factors.

Technical analysis is based on historical market information and analytical methodologies. Technical indicators, chart patterns, support and resistance levels, momentum assessments, and other signals may fail to anticipate future market movements.

Market conditions may change rapidly, and securities may trade above or below identified technical levels without providing advance warning.

Investment strategies based on market timing, momentum, trend-following, relative strength, or other quantitative measures may underperform during certain market environments.

Concentrated investments, leveraged products, derivatives, and less liquid securities may involve additional risks.

Past performance is not necessarily indicative of future results.

No investment strategy, technical analysis, forecast, recommendation, or analytical methodology can guarantee investment success, future returns, or protection against losses.

FTI's automated readings are not designed to measure investment suitability, assess the risk of an individual investor's portfolio, determine whether a security should be purchased or sold, or establish a price at which a transaction should occur.

Technical readings, Slack Tide signals, and key reference levels may change, fail to anticipate significant developments, or be inconsistent with subsequent market behavior.

Users should not rely exclusively on FTI outputs when making investment decisions.

8. Accuracy and Availability of Information

The Content may incorporate market data, pricing information, financial information, and other materials obtained from third-party sources believed to be reliable.

Fairlead Strategies does not guarantee the accuracy, completeness, timeliness, or continued availability of such information.

Data errors, delays, omissions, technical interruptions, or differences among data providers may affect published research, market commentary, analytical outputs, and investment-related conclusions.

Certain information may be presented on a delayed basis and may not reflect current market conditions at the time it is accessed.

Historical market data may be adjusted, corrected, or revised after initial publication or analysis.

Fairlead Strategies may correct or revise information without notice but is not obligated to do so except as required by applicable law or contractual obligation.

Market Data Sources

Market data for U.S. equities and exchange-traded funds displayed through FTI is provided by Tiingo.com. Intraday pricing may reflect consolidated U.S. market data or transactions reported through the Investors Exchange (IEX), depending on data availability and applicable licensing arrangements.

Intraday prices may be delayed, incomplete, or limited to transactions reported through particular exchanges or market data sources. They are displayed for informational purposes only and should not be relied upon as executable prices or quotations.

FTI's automated technical readings are calculated using completed daily market data. Intraday price movements do not continuously update the short-, intermediate-, or long-term technical readings, Slack Tide signals, or other model-generated technical assessments.

U.S. Treasury yield data is obtained from the U.S. Department of the Treasury and reflects published daily rates rather than continuously updated market quotations.

Fairlead Strategies does not independently verify or guarantee the accuracy, completeness, or timeliness of third-party market data. Data availability, corrections, delays, or differences among sources may affect displayed information and automated readings.

Market data provided by Tiingo.com.

9. Automated and Model-Based Analysis

Fairlead Strategies provides automated analytical tools, including Fairlead Technical Intelligence ("FTI"), that generate technical indicators, market classifications, momentum assessments, key reference levels, and other model-based technical observations.

These analytical tools rely on proprietary methodologies, historical market information, mathematical calculations, predefined parameters, assumptions, and third-party market data.

Automated analytical outputs may be inaccurate, incomplete, delayed, inconsistent, or subject to revision.

Models may fail to identify significant market developments, changes in trend, emerging risks, or other relevant market conditions.

Purpose and Scope of Fairlead Technical Intelligence

FTI is an educational and informational technical analysis tool designed to apply a consistent, rules-based analytical framework to securities selected by subscribers.

FTI generates automated technical readings for the short, intermediate, and long term, together with supporting technical information.

Each reading is Bullish, Neutral, or Bearish. These readings describe the technical characteristics of a security under FTI's methodology.

They do not represent investment ratings, assessments of intrinsic value, estimates of expected returns, or recommendations to purchase, sell, or hold a security.

A Bullish reading does not mean that a security should be purchased, and a Bearish reading does not mean that a security should be sold. No technical reading indicates that a particular investment action is appropriate.

FTI does not establish price targets, expected returns, recommended entry or exit prices, position sizes, or investment time horizons.

Key reference levels, including moving averages, historical highs, and other technical measures, describe observed market characteristics. They are not price targets, recommended trading levels, or predictions that a security will reach or maintain a particular price.

Slack Tide Signals

Slack Tide is an automated technical indicator designed to identify potential changes in market direction based on predefined analytical conditions.

Incoming Tide and Outgoing Tide are names assigned to technical signal categories. These labels do not constitute buy or sell ratings, investment recommendations, or instructions to execute securities transactions.

A signal may be developing, confirmed, invalidated, broken, or expired under the applicable methodology. Confirmation indicates that specified technical conditions have been satisfied, not that a future price movement is certain or that an investment action is warranted.

Signals may fail to anticipate changes in market direction, may be invalidated, or may occur without a subsequent meaningful change in trend.

Slack Tide does not assess investment suitability, valuation, expected profitability, or the appropriateness of any transaction.

Automated Technical Summaries and Analyst Review

FTI's technical summaries, timeframe readings, Slack Tide signals, and related observations are generated automatically.

These outputs are not individually prepared, reviewed, approved, or endorsed by Fairlead Strategies' analysts before being displayed to subscribers.

FTI outputs should not be attributed to the personal judgment, recommendations, or opinions of Katie Stockton or other Fairlead Strategies research personnel.

Automated summaries may contain errors, omissions, inconsistencies, or descriptions that do not fully reflect prevailing market conditions.

Users should not interpret automated outputs as independently verified analyst research.

Relationship Between Automated Analysis and Published Research

Automated analytical outputs may differ from or conflict with Fairlead Strategies' published research, investment recommendations, market commentary, or opinions expressed by its personnel.

Such differences may result from variations in analytical methodology, market data, model assumptions, timeframes, professional judgment, or the timing of publication.

FTI outputs do not supersede, amend, or replace Fairlead Strategies' published research or investment recommendations unless expressly stated otherwise.

FTI does not provide individualized investment advice and does not consider a subscriber's financial circumstances, investment objectives, risk tolerance, liquidity needs, or other suitability considerations.

Historical Technical Observations and Model Limitations

FTI may display historical timeframe readings, Slack Tide signals, and other historical technical observations to illustrate how its analytical methodology classified market conditions at different points in time.

These historical observations are not representations of actual or hypothetical investment performance.

FTI does not calculate, display, or represent investment returns, historical trading performance, backtested strategy results, hypothetical investment results, or the profitability of investment strategies.

Historical technical observations should not be interpreted as evidence of investment profitability, predictive accuracy, or expected future returns.

Historical market relationships may change, and technical conditions observed in prior periods may not recur or produce similar subsequent market behavior.

Fairlead Strategies may modify its models, methodologies, analytical parameters, features, and data sources, subject to applicable contractual and regulatory obligations.

Alerts and Notifications

FTI may provide automated alerts or notifications concerning changes in timeframe readings, Slack Tide signals, or other technical conditions.

Alerts are generated based on completed market data and applicable processing schedules. They may be delayed, missed, interrupted, or unavailable due to data availability, system conditions, delivery failures, or other operational limitations.

Alerts are informational notifications of technical observations, not investment recommendations or instructions to execute transactions.

Subscribers should not rely on alerts for time-sensitive trading decisions or assume that all changes in technical conditions will be identified or communicated.

10. Third-Party Content and Links

The Content may include information, references, or links to third-party publications, data providers, websites, and other external resources.

The inclusion of third-party information does not necessarily constitute an endorsement of the source or its opinions, products, or services.

Fairlead Strategies is not responsible for the accuracy, completeness, availability, security, or privacy practices of independently operated third-party websites or services.

Third-party content may be subject to separate licensing restrictions, usage terms, and intellectual property protections.

11. Subscriber Communications and Research Inquiries

Subscribers may direct questions concerning Fairlead Strategies research, publications, or subscription services to info@fairleadstrategies.com.

Responses may include general market commentary, clarification of technical methodologies, discussion of published research, investment-related opinions, or, where included in the applicable subscription or advisory arrangement, individualized technical analysis and recommendations concerning securities, watchlists, or portfolio holdings identified by subscribers.

The nature and scope of any advisory relationship with Fairlead Strategies are determined by the services provided, applicable agreements, and governing law.

Subscriber communications do not authorize Fairlead Strategies to exercise investment discretion, execute securities transactions, or take custody of client assets.

Communications with Fairlead Strategies do not, by themselves, establish an investment advisory relationship with Fairlead Asset Management LLC.

FTI's automated outputs are distinct from any individualized research consulting or advisory services that Fairlead Strategies may provide under separate arrangements.

12. Intellectual Property and Permitted Use

Unless otherwise indicated, the Content is owned by Fairlead Strategies or used under applicable licenses and is protected by intellectual property laws.

This includes research publications, charts, technical indicators, analytical methodologies, proprietary models, algorithms, software, historical analytical outputs, databases, trademarks, and related materials.

Certain intellectual property may be owned by Fairlead Holdings LLC or other affiliated entities and made available to Fairlead Strategies under applicable arrangements.

Subscriptions and access rights are subject to applicable subscription agreements and Terms of Use.

Unless otherwise authorized, Content is provided for use by the applicable subscriber or authorized users and may not be reproduced, redistributed, republished, resold, sublicensed, or commercially exploited without prior written permission, except as permitted by applicable law.

Users may not systematically extract, scrape, or harvest proprietary research, analytical outputs, or model data, or use such materials to train or develop competing artificial intelligence systems, analytical models, investment research products, or related services, except as expressly authorized or otherwise permitted by law.

Market data and other third-party information displayed through FTI may be subject to separate intellectual property rights, licensing conditions, and redistribution restrictions.

Unauthorized distribution or misuse of research publications, reports, charts, analytical outputs, or other proprietary materials may result in termination of access and other remedies available under applicable law.

13. Limitation of Liability

To the maximum extent permitted by applicable law, Fairlead Strategies and its affiliates disclaim liability for losses or damages resulting from errors, omissions, interruptions, inaccuracies, or reliance on the Content.

The Content is provided subject to the limitations, qualifications, and risks described in these disclosures, the Terms of Use, and any applicable subscription or advisory agreements.

FTI is not intended to function as an investment recommendation service, trading system, execution platform, or portfolio management service. Its automated technical observations should not be relied upon as the sole basis for investment decisions.

These limitations do not eliminate Fairlead Strategies' obligations to exercise the care required by applicable law in providing investment advisory services.

Nothing in these disclosures is intended to waive or limit any rights, remedies, fiduciary duties, or liabilities that cannot lawfully be waived or limited under applicable federal or state securities laws or other applicable law.

14. Updates and Availability

Fairlead Strategies may revise these Disclaimers and Disclosures periodically to reflect changes in its services, business operations, regulatory requirements, technology, or other relevant circumstances.

The current version will be made available through the Fairlead Strategies website or upon request.

Material changes will be communicated where required by applicable law or contractual obligation.

15. Contact Information

For questions regarding these disclosures, please contact:

Fairlead Strategies LLC
4 Greenwich Office Park, 2nd Floor
Greenwich, CT 06831

Email: info@fairleadstrategies.com
Website: https://www.fairleadstrategies.com/

Additional information concerning Fairlead Strategies LLC and Fairlead Asset Management LLC is available through their respective Form ADV disclosures at https://www.adviserinfo.sec.gov/.